SEBI Disclosures
Mandatory disclosures under SEBI (Investment Advisers) Regulations, 2013. Last updated: January 2025.
Firm Registration
| Registered Name | Sapient Consultants |
| SEBI Registration Number | INA200012678 |
| Registration Type | Investment Adviser (Individual) |
| Validity | Perpetual (subject to compliance) |
| Registered Address | 301, Plot No. 59, Deluxe Colony, Tolichowki, Hyderabad – 500 008 |
| SEBI Regional Office | SEBI, Southern Regional Office, Chennai |
1. Nature of Services
Sapient Consultants provides investment advisory services — we advise clients on investments in securities. We do not manage funds on behalf of clients (we are not a Portfolio Manager). Execution of investments is facilitated through our institutional partner, Nuvama Wealth Management, under a fully regulated framework.
2. Fee Structure
We charge advisory fees under one of the following structures:
A percentage of the total value of investments managed under our advice, payable quarterly. The applicable percentage is agreed at the commencement of the advisory relationship.
A fixed annual fee agreed at the commencement of the advisory relationship, payable quarterly in advance.
We do not earn commissions from product providers in respect of investments made under our advisory. All fees are disclosed transparently to clients before engagement. Specific fee structures are disclosed individually in the Client Agreement.
3. Conflict of Interest Disclosure
- We do not hold proprietary positions in the securities we recommend to clients.
- We do not earn distribution commissions from mutual fund companies in respect of client investments.
- Our partnership with Nuvama Wealth Management is for execution purposes only — advisory decisions are made independently.
- Family members of our advisors may hold positions in securities we recommend. We maintain a watch list of such holdings and disclose any material conflict when relevant.
- We do not have any arrangement with any issuer of securities to recommend their products.
4. Disclosure of Complaints
As required by SEBI regulations, we publish data on client complaints. Data updated quarterly. Last updated: January 2025.
| Period | Received | Resolved | Pending |
|---|---|---|---|
| Jan–Mar 2024 | 0 | 0 | 0 |
| Apr–Jun 2024 | 0 | 0 | 0 |
| Jul–Sep 2024 | 0 | 0 | 0 |
| Oct–Dec 2024 | 0 | 0 | 0 |
5. Risk Profiling & Suitability
Before providing any investment advice, we conduct a formal risk profiling of each client in accordance with SEBI requirements. This assessment determines the appropriate investment strategy and is documented in the client's file.
We provide advice only on investments that are suitable for a client based on their risk profile, financial situation, investment objectives, and time horizon. We do not recommend investments that do not meet this suitability standard.
Client Rights Under SEBI Regulations
- Receive all disclosures mentioned in the SEBI (IA) Regulations in writing
- Receive a copy of the investment advice in writing
- Receive a copy of the risk profiling document
- Access your investment performance reports
- Terminate the advisory relationship at any time by giving written notice
- Raise grievances through SEBI SCORES: scores.sebi.gov.in
Grievance Officer: Mujeeb Ansari
Email: contact@sapientconsultant.in
Phone: +91 98483 07089
Address: 301, Plot No. 59, Deluxe Colony, Tolichowki, Hyderabad – 500 008
Escalate unresolved grievances to SEBI SCORES: scores.sebi.gov.in
Have questions about our regulatory standing?
We are happy to provide any additional documentation on request.